Seamless electronic document processing and workflow

e-Investor from SS&C GlobeOp provides an end-to-end investor transaction processing platform that automates the delivery, completion, submission, and tracking of all investor transactions. The solution includes an investor qualification module that ensures compliance with Regulation D requirements. e-Investor delivers targeted marketing materials and subscription documents to potential investors through its secure web interface. It also provides detailed activity tracking. The investor (or financial advisor) can complete the subscription document online, leveraging the platform’s extensive and flexible data validation and dependency rules. This ensures that transaction documents are submitted only after the data has been validated and the document is verified as complete. Subsequent transaction types such as redemptions, transfers, changes, etc., can also be made available to your existing investors or financial advisors through e-Investor. These documents are pre-populated with known investor information, ensuring that they are processed in an efficient, secure, and transparent manner.

e-Investor compliance review & workflow

User-friendly end-to-end investor transaction processing platform automates the delivery, completion, submission, and tracking of all investor transactions. See where you stand at a quick, simple glance. Access all transactions on any screen, whenever and wherever they’re needed.

Key Benefits:

  • Management dashboards provide visibility into all in-progress or completed transactions. This identifies trends and issues, and forecasts investment activity
  • Upon submission, automated workflow is executed to assign and manage the documents through the review and approval process
  • This integrated workflow provides for customized checklists by fund and document type, and includes automatic routing and notifications. Features include the ability to add notes, attach related documents, and view the original transaction document and its related data components
  • This powerful yet flexible solution can be integrated with downstream or upstream systems, which eliminates redundant data entry and reduces processing cycles. You and your investors can even view, approve, and digitally sign documents through a web browser or by using our proprietary mobile applications
  • Reduce the risk in your investor transaction processing and gain efficiencies and visibility by using e-Investor